New FMA Role

The Financial Markets Authority (FMA) is the New Zealand government agency responsible for financial regulation. It is responsible for regulating all financial market participants, exchanges and the setting and enforcing of financial regulations.

FMA is one of three main regulators working together to regulate economy and support a financially healthy New Zealand.

  • The Reserve Bank of New Zealand – prudential regulation and supervision, in charge to implement monetary policy;
  • Financial Markets Authority – Financial Conduct Regulator, in charge for licensing, compliance, supervision and systems oversight;
  • Commerce Commission – In charge for Fair-trading, mergers and acquisitions, regulated industries

FMA has been shown they are not satisfied about the way the FSPs are conducting their business in NZ. In their view, just having an administrative office in NZ, it is not sufficient by a large measure.

An existing FSP or an application must show clearly how the FSP is conducting their business from NZ for both overseas and NZ based clients.

FMA expects that a current or prospective FSP must show clearly how they are conducting the business from NZ, in order to justify having a New Zealand FSP registration.

Should you have any question or
Matter you would like to discuss with us

Our multi-lingual team of business advisors is happy to assist you with all upcoming questions and issues in relation to your company. You may call or email us, and we will be happy to assist you in a fast and efficient manner. You may also come and visit us at any of our Altrincham/UK or Wellington/NZ offices to discuss issues face to face if you prefer. Just arrange an appointment and we will be happy to meet you.

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Atrium Legal Lab Limited
Wellington Representative Office, NZ

Level 1, 4 Bond Street
Wellington 6011

Email: info@fspfinancial.co.nz
Tel.: + 64 (0)4 909 7394

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